- I. REGISTER OF CREDIT INSTITUTIONS
- II. REGISTER OF PAYMENT INSTITUTIONS AND ACCOUNT INFORMATION SERVICE PROVIDERS
- III. REGISTER OF ELECTRONIC MONEY INSTITUTIONS
- IV. REGISTERS OF NON-BANK FINANCIAL INSTITUTIONS
Institutions from other EU Member States providing services on a cross-border basis on the territory of Romania
- V. CREDIT INSTITUTIONS LIST
- VI. PAYMENT INSTITUTIONS LIST
- VII. E-MONEY INSTITUTIONS LIST
- VIII. NON-BANK FINANCIAL INSTITUTIONS LIST
- IX. ENTITIES IN UK WHICH CEASED TO PROVIDE SERVICES THROUGH BRANCHES/ AGENTS/ DISTRIBUTORS OR DIRECTLY
- X. CREDIT INSTITUTIONS, ROMANIAN LEGAL PERSONS, PROVIDING SERVICES ON A CROSS BORDER BASIS IN ANOTHER EU MEMBER STATE
- XI. LISTS: COVERED BONDS
Other Lists
- Training bodies in the field of markets in financial instruments recognized by the NBR
I. REGISTER OF CREDIT INSTITUTIONS
Credit institutions, Romanian legal persons, may be set up and may operate solely on the basis of the authorization granted by the National Bank of Romania in accordance with the provisions of Article 32 paragraph (1) of GEO no. 99/2006 on credit institutions and capital adequacy approved with amendments and completions by Law no. 227/2007, with subsequent amendments and completions and under its prudential supervision, according to the provisions of Article 164 paragraph (1) of the same normative act.
- Section I – Branches of third-country credit institutions
Branches of third-country credit institutions may be set up and may operate solely on the basis of the authorization granted by the National Bank of Romania, in accordance with the provisions of Article 67 paragraph (1) letter b), as well as with those of Article 69 paragraph (1) corroborated with the provisions of Article 32 paragraph (1) of GEO no. 99/2006 on credit institutions and capital adequacy approved with amendments and completions by Law 227/2007, with subsequent amendments and completions and under its prudential supervision, according to the provisions of Article 67 paragraph (3) corroborated with those of Article 213 and with those of Article 164 paragraph (1) of the same normative act.
- Section II – Branches of credit institutions from other Member States
Credit institutions authorized and supervised by the competent authority of another Member State may set up branches in Romania based on the notification sent to the National Bank of Romania by the competent authority of the home Member State. Prudential supervision of these branches is the responsibility of the competent authority of the home Member State of the credit institution, without prejudice to the responsibilities of the National Bank of Romania established by GEO no. 99/2006 (according to Article 45 paragraph (1), Article 55 and Article 206 of GEO no. 99/2006).
II. REGISTER OF PAYMENT INSTITUTIONS AND ACCOUNT INFORMATION SERVICE PROVIDERS
- Section 1 – Payment institutions
The section includes the payment institutions, Romanian legal persons that operate (active)/have operated (withdrawn) on the basis of the authorization issued by the National Bank of Romania in accordance with the provisions of Article 9 of Law no. 209/2019 on payment services and for amending some normative acts, together with their branches in other Member States and third countries, as well as the agents of the payment institutions, Romanian legal persons. The prudential supervision of the payment institutions is performed by the National Bank of Romania according to Chapter I Section 9 of Title II of the same normative act.
- Section 2 – Account information service providers
The section includes account information service providers that provide (active)/have provided (withdrawn) the payment service provided in Article 7 paragraph (1) letter h) of Law no. 209/2019 on payment services and for amending some normative acts as well as their branches and agencies in other Member States. Account information service providers have the prudential registration and supervision regime provided for in Chapter II of Title II of the same normative act.
- Section 3 – Excluded payment services
The section includes mentions regarding the excluded payment services and notified according to Article 106 and Article 108 and their classification in the exceptions provided for in Article 4 letter k) and, as the case, letter m) of Law no. 209/2019 on payment services and for amending some normative acts. The entities that provide these services are not authorized or supervised by the National Bank of Romania and the provisions of Titles III and IV of the same normative act are not applied.
III. REGISTER OF ELECTRONIC MONEY INSTITUTIONS
- Section 1 – Electronic money institutions
The section includes the electronic money institutions, Romanian legal persons that operate (active)/have operated (withdrawn) on the basis of the authorization issued by the National Bank of Romania in accordance with the provisions of Article 7 of Law no. 210/2019 on the activity of issuing electronic money, together with their branches in other Member States and third countries, as well as the agents of the electronic money institutions, Romanian legal persons. The prudential supervision of the electronic money institutions is performed by the National Bank of Romania according to Section 9 of Chapter II of the same normative act.
IV. REGISTERS OF NON-BANK FINANCIAL INSTITUTIONS
LISTS: Institutions from other EU Member States providing services on a cross-border basis on the territory of Romania
V. CREDIT INSTITUTIONS
VI. PAYMENT INSTITUTIONS
VII. E-MONEY INSTITUTIONS
VIII. NON-BANK FINANCIAL INSTITUTIONS
IX. Entities in UK which ceased to provide services through branches/agents/distributors or directly, as of 01.01.2021
X. CREDIT INSTITUTIONS, ROMANIAN LEGAL PERSONS, PROVIDING SERVICES ON A CROSS BORDER BASIS IN ANOTHER EU MEMBER STATE
XI. LISTS: COVERED BONDS
OTHER LISTS
List of professional training bodies in the field of Law no. 126/2018 on markets in financial instruments, recognized by the NBR
- 12 Dec.2019 - Romanian Banking Institute
- 21 Feb.2020 - Institute of Financial Studies
- 5 Jun.2020 - Centrul de Pregătire Financiară Millenium
- 21 Apr. 2021 - AS Financial Markets S.R.L.